Description: vc. Flag for inappropriate content. Download now. Related titles. Carousel Previous Carousel Next. Questionnaire oiuhd8uhwijdijuhwe8euh2wjen Merchant Bankers. Jump to Page. Search inside document. Sandesh Rao. Sravani Raju. Hiren Jasolia. Harsh Doshi. Honey Roy. Jermaine Weiss. Gopi Krishna Reddy. Minaz Vhora. Anurag Khandelwal. MohammedFaizal Shajahan. Rhb Invest. Mohimenul Miraj. Pearl Bajpai. Ambily S Kumar. Ashutosh Pandey. Harsh Shah. Krishna Thapa. More From Appan Kandala Vasudevachary.
Appan Kandala Vasudevachary. Sudipta Bhattacharjee. Vikash Jonty. Siddharth Joshi. Investors are considered to be the backbone of the securities market. They play vital role in determining the intensity of activity in the economy. SEBI works in the direction of the welfare of the investors. There are foremost steps taken by SEBI in order to protect the interest of the investors: v Issue of Various Guidelines- It has issued various guidelines to Companies introducing new issues in the market related to merchant bankers, portfolio managers, mutual funds and underwriters.
It acts a watchdog and keeps vigilance on all the intermediaries. It has introduced several awareness programs and is working extensively in the area of investor protection. Non-receipt of refund, allotment letters, non-receipt of dividend are some major problems faced by the investors. The two monthly publications are also introduced by SEBI like market review and newsletter for disseminating information to the investors regarding their rights and measures that should be taken by them in order to safeguard their interests.
It has made some significant changes in those fields so that they can ensure much protection to the investors and their investment is not futile. The biggest fear that constantly lingers in the mind of investors is the expose to financial fraud. This scandal that took place recently is considered to be the most highlighted scandal in the recent memory.
This incident raised question mark on the functioning of SEBI as it intervened too late in protecting the interest of the investors. The incident is marked as a failure of SEBI in discharging its functions as the collective investment schemes were run in the name of chit funds which indicated the grave failure of the state machinery that are considered to be the regulators of the chit funds as per the law of the country.
As far as the competitive examinations are concerned, candidates can expect questions like the location of the headquarters, Chairperson of the institutions, year of their establishments, their prime roles, and so on.
There can even be questions on the Banking Regulation Act and its recent developments in the mains exam and the interview round. For that, check the below detailed Finance study notes on Regulators of Banks and Financial Institutions in India to know all the insights. They are:. Now let us take a quick look at all the regulators of banks and financial institutions in India one by one.
Later on, the RBI headquarters were permanently shifted to Bombay in Its Governor presides in the Central Office where all the policies are formulated and functions are undertaken. The RBI preamble states the following:. A statutory body owned by the government of India, the SEBI is directly responsible to protect the interests of the investors in securities exchange.
It is also entrusted with the power to regulate the securities market. Its basic functions are:. An autonomous statutory body, the IRDAI is responsible for the regulation and promotion of the insurance and reinsurance institutions in India.
It is headquartered in Hyderabad. The IRDAI management comprises 10 members, that is, a Chairman, four part-time members and five full-time members that are appointed by the government of India. The primary objectives of the IRDAI include promoting the competition so as to increase customer satisfaction by way of enhanced consumer choices with lower premiums.
It is also vested with the duty to ensure the financial security of the insurance industry.
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